ICMA Securities Operations Foundation Qualification (SOFQ) : SOFQ valid dumps

SOFQ real exams

Exam Code: SOFQ

Exam Name: Securities Operations Foundation Qualification (SOFQ)

Updated: Dec 14, 2024

Q & A: 50 Questions and Answers

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ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Demonstrate how Operations manages the securities through its various activities
  • Identify the similarities and differences between equities and bonds
Topic 2
  • Trade Execution and Immediate Post-trade
  • Demonstrate an understanding of how equities and bonds are brought to the marketplace
Topic 3
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle
Topic 4
  • Role of Client Onboarding
  • An Introduction to International Securities
  • Recognise and identify corporate actions

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

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