ICMA SOFQ Valid Dump : Securities Operations Foundation Qualification (SOFQ)

SOFQ real exams

Exam Code: SOFQ

Exam Name: Securities Operations Foundation Qualification (SOFQ)

Updated: Nov 20, 2024

Q & A: 50 Questions and Answers

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ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle
Topic 2
  • Demonstrate how Operations manages the securities through its various activities
  • Identify the similarities and differences between equities and bonds
Topic 3
  • Basics of Repo and Securities Lending & Borrowing
  • Regulatory Reporting Requirements
Topic 4
  • Trade Execution and Immediate Post-trade
  • Demonstrate an understanding of how equities and bonds are brought to the marketplace

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

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